Regulatory bodies oversee the conduct and standards of many professions. Failure to comply with these professional rules can result in serious consequences — including disciplinary investigations, license suspension or revocation, monetary penalties, and damage to your professional reputation.
At Song Law Office, our lawyers defend professionals facing regulatory action, guiding them through investigations, disciplinary hearings, and appeals to protect their licenses and careers.
What Are Regulatory Matters?
Regulatory matters involve ensuring that businesses, nonprofits, and professionals follow applicable laws, rules, and standards established by government bodies.
Common consequences of non-compliance include:
- Fines and financial penalties
- Investigations or hearings
- Loss of licenses or professional standing
- Disqualification from future public programs or contracts
Regulatory matters also include holding government agencies accountable to their own legal and contractual obligations — such as making timely payments or ensuring safety in schools, hospitals, or correctional facilities.
When to Start Working With a Lawyer?
You should consider workging with us if:
You receive a letter, subpoena, or information request from a regulator body
You are under investigation or facing sanctions;
You are a realtor, engineer, or other professional in a regulated industry facing regulatory charges or have received a hearing notice for regulatory charges
Prompt legal guidance helps you manage risk, respond correctly, and protect your organization or license.
What Can Song Law Do For you?
We assist with:
- Presenting your case effectively to help avoid unnecessary and costly sanctions from the regulated body
- Advising on how to comply with industrial, municipal, provincial, and federal laws
- Conducting internal investigations to assess regulatory compliance
- Holding regulatory bodies accountable to their own rules and regulations
Why Work With Song Law Office?
If your organization or professional license is at risk, we can help you by:
- Guiding you through investigations and enforcement proceedings
- Identifying compliance gaps and crafting solutions
- Avoiding common missteps that may escalate issues
- Negotiating directly with agencies to minimize penalties
- Communicating your position in a way that resonates with regulators
We have rich experience working within and alongside regulatory bodies. We have successfully represented professionals in the past for complex regulatory matters.
We don’t just ensure compliance. We also advocate for fairness, transparency, and accountability from regulators themselves.
Contact Us
If you are facing a regulatory investigation, enforcement action, or simply need to ensure compliance, contact us today for a confidential consultation.